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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| PA | RA | APPROVED | 2021-10-11 |
Branch Locations
109 N Pottstown Pike, Exton, PA 19341 • United States
1038 E Lancaster Ave, Downingtown , PA 19335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bala Cynwyd | PA | 03/2016 | 07/2017 |
| New York Life Insurance Company | Bala Cynwyd | PA | 03/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conshohocken | PA | 08/2017 | 07/2018 |
| Bank Of America, N.A. | Conshohocken | PA | 08/2017 | 07/2018 |
| Pershing Llc | King Of Prussia | PA | 07/2018 | 09/2020 |
| Lockwood Advisors Inc. | King Of Prussia | PA | 08/2018 | 09/2020 |
| Citizens Securities, Inc | Center Square | PA | 09/2020 | 06/2021 |
| Citizens Bank | Ardmore | PA | 09/2020 | 09/2021 |
| Citizens Securities, Inc. | Center Square | PA | 09/2020 | 09/2021 |
| J.P. Morgan Securities Llc | Exton | PA | 10/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Exton | PA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-16 |
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