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Darryl J Warner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-05-20
TX RA APPROVED_RES 2021-04-14
RI RA APPROVED 2018-10-15
  • CT RA
    APPROVED
    Since 2021-05-20
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • RI RA
    APPROVED
    Since 2018-10-15

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waban MA 03/2016 Present
Bank Of America, N.A. Waban MA 04/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
S63 Uniform Securities Agent State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2018-10-12
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11

View on SEC IAPD

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