Shahnaz Sarlak

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-09-26

CA RA
APPROVED

Since 2016-09-26

Branch Locations

5823 Kanan Rd, Agoura Hills, CA 91301 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Agoura Hills	CA	07/2007	Present
Wells Fargo Advisors, Llc.	Agoura Hills	CA	03/2016	11/2016
Wells Fargo Clearing Services, Llc	Agoura Hills	CA	11/2016	Present

07/2007 → Present

Wells Fargo Bank Na

Agoura Hills, CA
03/2016 → 11/2016

Wells Fargo Advisors, Llc.

Agoura Hills, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Agoura Hills, CA

Other Businesses

RENTAL PROPERTY, INV. RELATED, ENCINO, CA., 100% OWNERSHIP WITH SPOUSE, START 2/01/2017, 0 HOURS/MONTH, LANDLORD. ROX-TYL, LLC., INV. RELATED, ENCINO, CA., 100% OWNERSHIP, START: 2/2017, 0 HOURS/MONTH, HOLDS RESIDENTIAL RENTAL PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-24

S66 Uniform Combined State Law Examination

2016-09-24

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews