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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1504 Eureka Rd Ste 210, Roseville , CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Wealth Advisors Roseville CA 03/2016 05/2018
Lpl Financial, Llc Roseville CA 03/2016 Present
Mariner Independent Advisor Network, Llc Roseville CA 05/2018 06/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 03/2016 → 05/2018
    Retirement Wealth Advisors
    Roseville, CA
  • 03/2016 → Present
    Lpl Financial, Llc
    Roseville, CA
  • 05/2018 → 06/2026
    Mariner Independent Advisor Network, Llc
    Roseville, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 5/31/2018 - Ashley Anderson - Investment Related - At Reported Business Location(s) - Notary - Start Date: 11/21/2016 - 1 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Notary Public. 2. 5/31/2018 - Retirement Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/15/2018. 3. 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity in 6/2026 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-24
S63 Uniform Securities Agent State Law Examination 2019-02-18
  • S65 Uniform Investment Adviser Law Examination
    2019-06-24
  • S63 Uniform Securities Agent State Law Examination
    2019-02-18
Other Names
  • Ashley L Anderson

View on SEC IAPD

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