Annise Billy Williams

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-01-20
CO	RA	APPROVED	2026-01-06
TX	RA	APPROVED_RES	2026-01-02

AZ RA
APPROVED

Since 2026-01-20
CO RA
APPROVED

Since 2026-01-06
TX RA
APPROVED_RES

Since 2026-01-02

Branch Locations

730 17Th St., #830, Denver, CO 80202 • United States

Scottsdale, AZ • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Arvada	CO	03/2016	06/2025
Nylife Securities Llc	Arvada	CO	08/2016	06/2025
Legacy Tree Financial Group	Denver	CO	04/2022	Present
Cambridge Investment Research, Inc.	Fairfield	IA	06/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2026	Present

03/2016 → 06/2025

New York Life Insurance Company

Arvada, CO
08/2016 → 06/2025

Nylife Securities Llc

Arvada, CO
04/2022 → Present

Legacy Tree Financial Group

Denver, CO
06/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2026 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) LEGACY TREE FINANCIAL GROUP, 2000 S Colorado BLVD Tower 2, Suite 1100, Denver CO 80222, 04/2022, Owner, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING. 2) RMSER, 3555 PECOS, Denver CO 80211, 01/2019, Board Member, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) PRODUCERS XL, 2105 Crawford Pl, Salina KS 67401, 05/2025, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING. 4) FIXED LIFE INSURANCE, 730 17th St #830, Denver CO 80202, 06/2025, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO, 20 HR/MO TRADING. 5) AXIOM WEALTH ALLIANCE, 730 17th St #830, Denver CO 80202, 06/2025, Agent, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING. 6) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 01/06/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-20
S63	Uniform Securities Agent State Law Examination	2022-05-05

S66 Uniform Combined State Law Examination

2025-11-20
S63 Uniform Securities Agent State Law Examination

2022-05-05

Other Names

Annise Billy Williams

View on SEC IAPD