Vernon Ray Wheeler

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2021
  Securities America Inc.
  La Vista, NE
• 02/2005 → Present
  Reel People/Actors Etc. Unlimited
  Omaha, NE
• 07/2007 → Present
  Metropolitan Community College
  Omaha, NE
• 05/2020 → 02/2021
  Securities America Advisors
  La Vista, NE
• 02/2021 → 09/2022
  Bank Of The West
  Omaha, NE
• 04/2021 → 09/2022
  Bancwest Investment Services, Inc
  Omaha, NE
• 09/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2022 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Omaha, NE
• 09/2022 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 06/2004 → Present
  Vernon Wheeler - Actor
  Omaha, NE

Previous Registrations

• 2021-04-26 → 2022-09-06
  Bancwest Investment Services, Inc.
  Omaha, NE
• 2020-05-19 → 2021-02-01
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / COMPLIANCE ANALYST-AD REVIEW; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MONITORING OUR REP'S AD REVIEW SUBMISSIONS AND OTHER COMPLIANCE DUTIES; 2. NAME OF OTHER BUSINESS: METROPOLITAN COMMUNITY COLLEGE; INVESTMENT RELATED: NO; ADDRESS: 5300 N 30TH ST, OMAHA, NE 68111; NATURE OF BUSINESS: COMMUNITY COLLEGE; START DATE: 07/2007; POSITION/TITLE/RELATIONSHIP: ADJUNCT FACULTY; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TEACH COLLEGE LEVEL THEATRE CLASSES AT NIGHT; 3. NAME OF OTHER BUSINESS: VERNON WHEELER - ACTOR; INVESTMENT RELATED: NO; ADDRESS: 6036 PRATT ST, OMAHA, NE 68104; NATURE OF BUSINESS: ACTOR; START DATE: 06/2004; POSITION/TITLE/RELATIONSHIP: SELF EMPLOYED ACTOR; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ACTING IN THEATRE PRODUCTIONS, FILMS, AND COMMERCIALS; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: COMPLIANCE ANALYST - AD REVIEW; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: REVIEW REP'S AD REVIEW SUBMISSIONS AND OTHER COMPLIANCE DUTIES 5. NAME OF OTHER BUSINESS: REEL PEOPLE/ACTORS ETC. UNLIMITED; INVESTMENT RELATED: NO; ADDRESS: 9773 LAFAYETTE PLAZA, OMAHA, NE 68114; NATURE OF BUSINESS: ACTOR; START DATE: 02/2005; POSITION/TITLE/RELATIONSHIP: ACTOR/MODEL; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ACTOR/MODEL

Exams

• S66 Uniform Combined State Law Examination
  2020-05-14