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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-24
  • CA RA
    APPROVED
    Since 2022-01-24

Branch Locations

San Francisco, CA • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

1000 Harbor Blvd 6Th, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank San Francisco CA 03/2016 10/2017
Jp Morgan Chase Bank, N.A. San Francisco CA 10/2017 07/2019
Talentwave San Francisco CA 10/2019 03/2020
Ubs San Francisco CA 03/2020 Present
  • 03/2016 → 10/2017
    Jpmorgan Chase Bank
    San Francisco, CA
  • 10/2017 → 07/2019
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2019 → 03/2020
    Talentwave
    San Francisco, CA
  • 03/2020 → Present
    Ubs
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-22
S63 Uniform Securities Agent State Law Examination 2016-04-27
  • S66 Uniform Combined State Law Examination
    2022-01-22
  • S63 Uniform Securities Agent State Law Examination
    2016-04-27
Other Names
  • Shawn Huang

View on SEC IAPD

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