Best Investors Account Sign in

Sarah Anne Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Deer Park, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-15
IL RA APPROVED 2021-11-12
  • TX RA
    APPROVED_RES
    Since 2021-11-15
  • IL RA
    APPROVED
    Since 2021-11-12

Branch Locations

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandt Financial Concepts Palatine IL 02/2016 10/2021
Genesis Hosting Solutions Lake Zurich IL 03/2009 09/2021
Woodbury Financial Services Inc Palatine IL 07/2018 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal Lake IL 10/2021 Present
  • 02/2016 → 10/2021
    Brandt Financial Concepts
    Palatine, IL
  • 03/2009 → 09/2021
    Genesis Hosting Solutions
    Lake Zurich, IL
  • 07/2018 → 10/2021
    Woodbury Financial Services Inc
    Palatine, IL
  • 10/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Crystal Lake, IL
Previous Registrations
  • 2019-10-04 → 2021-10-01
    Woodbury Financial Services, Inc.
    Palatine, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2019-08-27
Other Names
  • Sarah Anne Lauer
  • Sarah Miller

View on SEC IAPD

Other Firms

CITIGROUP ALTERNATIVE INVESTMENTS LLC
CITIGROUP GLOBAL MARKETS INC.
RUDIUS MANAGEMENT, L.P.
RADCLIFF MANAGEMENT LLC
THIRTY SEVEN CAPITAL MANAGEMENT LP
DURATIONAL CAPITAL MANAGEMENT LP
ECOBRIDGE CAPITAL MANAGEMENT LP
ORKILA MANAGEMENT, LLC

Other Investors

MICHAEL PATRICK NOLAN
Alexios Coscoros
SAHIL KUMAR VARMA
Jon Evan Blum
Andrew Sieg
CAROLINE ROSS GALDABINI
DAVID TANNER COLLIS
CRISTAL CHUNG

Other Offices

CITIGROUP ALTERNATIVE INVESTMENTS LLC · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY
CITIGROUP GLOBAL MARKETS INC. · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY

More in Deer Park, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor