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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-05-05
NC RA APPROVED 2022-04-28
KY RA APPROVED 2021-02-19
TX RA APPROVED_RES 2021-02-16
OH RA APPROVED 2021-01-31
  • SC RA
    APPROVED
    Since 2022-05-05
  • NC RA
    APPROVED
    Since 2022-04-28
  • KY RA
    APPROVED
    Since 2021-02-19
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • OH RA
    APPROVED
    Since 2021-01-31

Branch Locations

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Charlotte, NC • United States

8015 W Kenton Cir, Huntersville, NC 28078 • United States

115 Tom Hall St, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 02/2016 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 01/2021 Present
Target Charlotte NC 10/2017 12/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
  • S66 Uniform Combined State Law Examination
    2016-12-19
Other Names
  • Misan Wiles

View on SEC IAPD

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