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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-21 |
Branch Locations
234 1St Street, San Francisco, CA 94105 • United States
535 Gate Kwy Suite 101, Jacksonville, FL 32256 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2013 | 04/2022 |
| United States Army Reserves | Montgomery | AL | 04/2007 | Present |
| Sofi Securities, Llc | Jacksonville | FL | 04/2022 | Present |
| Sofi Wealth, Llc | Jacksonville | FL | 04/2022 | Present |
I*1695 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED STATES ARMY RESERVES INVESTMENT RELATED: N ADDRESS OF BUSINESS: 11700 NW 27TH AVE, MIAMI, FLORIDA 33167 NATURE OF BUSINESS: MILITARY, POSITION, TITLE, ASSOCIATION: RESERVIST, START DATE OF RELATIONSHIP: 4/9/2007 NUMBER OF HOURS DEVOTED: 912 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 240 DUTIES: SERVE 1 WEEKEND PER MONTH & 2 FULL WEEKS PER YEAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-15 |
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