Nga Le Brown

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-09-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	03/2016	01/2019
Cambridge Investment Research, Inc.	Fairfield	IA	04/2018	01/2019
Nn Investing Llc	Durham	NC	11/2015	04/2017
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	07/2018	01/2019
J.W. Cole Advisors, Inc.	Tampa	FL	01/2019	02/2019
J.W. Cole Financial, Inc.	Tampa	FL	01/2019	02/2019
Commonwealth Financial Network	Waltham	MA	02/2019	09/2023
Sb Financial Group, Llc	Morrisville	NC	11/2016	09/2023
Geneos Wealth Management	Morrisville	NC	09/2023	Present
Sb Financial Group Llc	Morrisville	NC	09/2023	Present

2019-02-28 → 2023-09-01

Commonwealth Financial Network

Morrisville, NC
2019-01-16 → 2019-03-22

J. W. Cole Advisors, Inc.

Morrisville, NC

Tampa, FL
2018-07-03 → 2019-01-16

Cambridge Investment Research Advisors, Inc.

Morrisville, NC

1) WILL WORK AS A REGISTERED ASSISTANT FOR SB FINANCIAL GROUP LLC LOCATED AT BRANCH LOCATION- 40 HOURS PER WEEK. 2) NOTARY PUBLIC.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-29

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