Jonathan Keith Britt

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-11-25
SC	RA	APPROVED	2022-11-17
TX	RA	APPROVED	2022-11-15

NC RA
APPROVED

Since 2022-11-25
SC RA
APPROVED

Since 2022-11-17
TX RA
APPROVED

Since 2022-11-15

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Jacksonville	FL	12/2017	05/2020
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	05/2020
Transamerica	Florence	SC	01/2015	09/2016
Edward Jones	Sumter	SC	03/2016	09/2017
Fidelity Investments	Jacksonville	FL	12/2017	05/2020
Fisher Investments	Plano	TX	05/2020	04/2021
Dipaolo Financial	Lutz	FL	06/2021	07/2021
Dipaolo Financial Group, Inc.	Lutz	FL	06/2021	07/2021
Facet Wealth	Tampa	FL	09/2021	03/2022
Facet Wealth	Thonotosassa	FL	09/2021	03/2022
J.W. Cole Financial, Inc.	Tampa	FL	04/2022	09/2022
J.W. Cole Advisors, Inc.	Tampa	FL	04/2022	09/2022
The Vanguard Group, Inc.	Charlotte	NC	10/2022	Present
Purdue University Global	Jacksonville	FL	06/2015	06/2018
Self-Employed	Clover	SC	11/2023	08/2024
Retromage Llc	Clover	SC	08/2024	Present

12/2017 → 05/2020

Fidelity Brokerage Services Llc

Jacksonville, FL
07/2018 → 05/2020

Fidelity Personal And Workplace Advisors

Boston, MA
01/2015 → 09/2016

Transamerica

Florence, SC
03/2016 → 09/2017

Edward Jones

Sumter, SC
12/2017 → 05/2020

Fidelity Investments

Jacksonville, FL
05/2020 → 04/2021

Fisher Investments

Plano, TX
06/2021 → 07/2021

Dipaolo Financial

Lutz, FL
06/2021 → 07/2021

Dipaolo Financial Group, Inc.

Lutz, FL
09/2021 → 03/2022

Facet Wealth

Tampa, FL
09/2021 → 03/2022

Facet Wealth

Thonotosassa, FL
04/2022 → 09/2022

J.W. Cole Financial, Inc.

Tampa, FL
04/2022 → 09/2022

J.W. Cole Advisors, Inc.

Tampa, FL
10/2022 → Present

The Vanguard Group, Inc.

Charlotte, NC
06/2015 → 06/2018

Purdue University Global

Jacksonville, FL
11/2023 → 08/2024

Self-Employed

Clover, SC
08/2024 → Present

Retromage Llc

Clover, SC

Previous Registrations

2022-05-11 → 2022-09-08

J. W. Cole Advisors, Inc.

Tampa, FL
2021-09-23 → 2022-03-04

Facet

Thonotosassa, FL

West Palm Beach, FL
2021-06-17 → 2021-08-05

Dipaolo Financial Group, Inc.

Lutz, FL
2020-05-18 → 2021-04-27

Fisher Investments

Tampa, FL

Plano, TX

Plano, TX
2018-07-13 → 2020-04-27

Fidelity Personal And Workplace Advisors

Boston, MA
2018-01-30 → 2018-07-13

Strategic Advisers Llc

Jacksonville, FL
2016-05-31 → 2017-09-21

Edward Jones

Lake City, SC

St Louis, MO

Sumter, SC

Maryland Heights, MO

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RETROMAGE LLC NON-INVESTMENT RELATED ADDRESS: CLOVER, SC NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 08/2024 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELL NEW AND USED GOODS ONLINE NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: CLOVER, SC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE - MAINTAIN LICENSE ONLY POSITION: N/A START DATE: 01/2014 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-27

S66 Uniform Combined State Law Examination

2016-05-27

Other Names

Jonathan K Britt

View on SEC IAPD