Ryan Joseph Ballesteros

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-09
TX	RA	APPROVED	2026-04-09

CA RA
APPROVED

Since 2026-04-09
TX RA
APPROVED

Since 2026-04-09

Branch Locations

1601 S De Anza Blvd Suite 225, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co	San Jose	CA	03/2016	Present
Nylife Securities Llc	San Jose	CA	10/2019	Present
Hooz Wealth Strategies And Insurance Solutions, Llc	Cupertino	CA	11/2025	Present
Eagle Strategies Llc	Cupertino	CA	04/2026	Present

03/2016 → Present

New York Life Insurance Co

San Jose, CA
10/2019 → Present

Nylife Securities Llc

San Jose, CA
11/2025 → Present

Hooz Wealth Strategies And Insurance Solutions, Llc

Cupertino, CA
04/2026 → Present

Eagle Strategies Llc

Cupertino, CA

Other Businesses

[Canid Roots LLC; Canid Roots LLC will manufacture and distribute raw dog food.; 2660 Tilton Ct. San Jose, CA 95121; Start Date 03/2020; Role/Title: Owner; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours; Minority owner of LLC and passive investor. I will also assist with sales and business development] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 25 Metro Dr. #300 San Jose, CA 95110; Start Date 10/2024; Role/Title: Independent Contractor; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 25 Metro Dr. #300 San Jose, CA 95110; start 10/2024; commissions; 5 hours per month, 5 hours during securities trading hours; non-investment related] [OPERATING UNDER THE DBA NAME OF Hooz Wealth Strategies and Insurance Solutions, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CUPERTINO CA; START DATE: 11/2025]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-08
S63	Uniform Securities Agent State Law Examination	2020-02-24

S65 Uniform Investment Adviser Law Examination

2026-04-08
S63 Uniform Securities Agent State Law Examination

2020-02-24

View on SEC IAPD