Joseph Rayfield Level

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 06/2019
  Allianz Global Investors Distributors Llc
  New York, NY
• 07/2019 → 10/2020
  Voya Investment Management
  Secaucus, NJ
• 07/2019 → 10/2020
  Voya Investments Distributor, Llc
  Windsor, CT
• 07/2019 → 10/2020
  Voya Investment Management Co. Llc
  New York, NY
• 11/2020 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 11/2020 → Present
  Nuveen Asset Management, Llc
  Charlotte, NC

Previous Registrations

• 2019-12-23 → 2020-10-23
  Voya Investment Management Co. Llc
  Baltimore, MD
  Secaucus, NJ
  New York, NY

Other Businesses

Smile For Josh Foundation/Non-profit organization/Non-investment related/Located at 6202 Clarkwood Circle, Greensboro, NC 27410/Board Member/Started: 12/2/19/Approximately 4 hours per month associate with this activity/0 hours during security trading hours / Transform the lives of inner-city youth through community events, athletics, and mentorship. The organization also seeks to raise awareness around cardiac health risk in student-athletes through education and advocacy.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2016-10-28

Other Names

• Joseph Rayfield Level
• Joseph Rayfield Level Iii