Maria Carmen Barnes Abustan

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-17

NY RA
APPROVED

Since 2023-11-17

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

140 Adams Avenue Suite B-12, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	New York	NY	01/2016	07/2022
Nylife Securities Llc	New York	NY	02/2017	07/2022
Angulo Strategies Llc	New York	NY	04/2022	07/2022
Cwm, Llc	Omaha	NE	08/2022	Present
Mitlin Financial	Hauppage	NY	07/2022	Present

01/2016 → 07/2022

New York Life Insurance Company

New York, NY
02/2017 → 07/2022

Nylife Securities Llc

New York, NY
04/2022 → 07/2022

Angulo Strategies Llc

New York, NY
08/2022 → Present

Cwm, Llc

Omaha, NE
07/2022 → Present

Mitlin Financial

Hauppage, NY

Other Businesses

NAME OF OTHER BUSINESS: LIFE INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES NATURE OF BUSINESS: LIFE INSURANCE SALES START DATE: 03/01/2016 APX NUMBER OF HOURS PER MONTH: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-13
S63	Uniform Securities Agent State Law Examination	2018-02-28

S65 Uniform Investment Adviser Law Examination

2023-11-13
S63 Uniform Securities Agent State Law Examination

2018-02-28

Other Names

Carmen Abustan
Claire Abustan
Maria C Abustan

View on SEC IAPD