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Inactive

Scott Kevin Hawley

3D Advisor Group, Inc.

Hopkinton, MA

Littleton, MA

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Current Employers
3D Advisor Group, Inc.

Hopkinton, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-11
TX RA APPROVED_RES 2026-08-07
  • MA RA
    APPROVED
    Since 2026-08-11
  • TX RA
    APPROVED_RES
    Since 2026-08-07

Branch Locations

Hopkinton, MA • United States

Littleton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3D Asset Management, Inc. Northborough MA 05/2016 03/2021
3D/L Capital Management, Llc Northborough MA 03/2021 12/2023
Freedom Investment Management, Inc. Harford CT 12/2023 08/2026
3D Advisor Group, Inc. Littleton MA 08/2026 Present
Previous Registrations
  • 2024-01-30 → 2026-08-10
    South Windsor, CT
    Littleton, MA
  • 2021-03-16 → 2023-12-21
    3D/L Capital Management, Llc
    Northborough, MA
    Hartford, CT
  • 2016-05-16 → 2021-03-31
    3D Asset Management, Inc.
    Northborough, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-08
  • S65 Uniform Investment Adviser Law Examination
    2016-04-08

View on SEC IAPD

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