Rick Allen Prosser

Current Employers

Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2019-02-08

WV RA
APPROVED

Since 2019-02-08

Branch Locations

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

3600 West Street Suite 2, Weirton, WV 26062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Servicelink	Moon Township	PA	11/1998	01/2019
North American Financial	New Cumberland	WV	12/2015	Present
Investors Capital Corporation	Lynnfield	MA	03/2016	10/2016
Cetera Advisors Llc	Denver	CO	10/2016	10/2017
Sound Income Strategies Llc	Ft Lauderdale	FL	01/2019	Present

11/1998 → 01/2019

Servicelink

Moon Township, PA
12/2015 → Present

North American Financial

New Cumberland, WV
03/2016 → 10/2016

Investors Capital Corporation

Lynnfield, MA
10/2016 → 10/2017

Cetera Advisors Llc

Denver, CO
01/2019 → Present

Sound Income Strategies Llc

Ft Lauderdale, FL

Previous Registrations

2017-06-01 → 2018-12-31

Global Investment Advisors, Llc

New Cumberland, WV

Other Businesses

NORTH AMERICAN FINANCIAL - DBA -FIXED INSURANCE SALES, ADDRESS SAME AS REGISTERED LOCATION, START DATE: 12/2015, INSURANCE AGENT , INVESTMENT RELATED. SELLS LIFE AND ANNUITIES. APPRXIMATELY 50% OF BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-27
S63	Uniform Securities Agent State Law Examination	2016-03-15

S65 Uniform Investment Adviser Law Examination

2017-03-27
S63 Uniform Securities Agent State Law Examination

2016-03-15

View on SEC IAPD