Rick Allen Prosser

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → 01/2019
  Servicelink
  Moon Township, PA
• 12/2015 → Present
  North American Financial
  New Cumberland, WV
• 03/2016 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 10/2017
  Cetera Advisors Llc
  Denver, CO
• 01/2019 → Present
  Sound Income Strategies Llc
  Ft Lauderdale, FL

Previous Registrations

• 2017-06-01 → 2018-12-31
  Global Investment Advisors, Llc
  New Cumberland, WV

Other Businesses

NORTH AMERICAN FINANCIAL - DBA -FIXED INSURANCE SALES, ADDRESS SAME AS REGISTERED LOCATION, START DATE: 12/2015, INSURANCE AGENT , INVESTMENT RELATED. SELLS LIFE AND ANNUITIES. APPRXIMATELY 50% OF BUSINESS HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-27
• S63 Uniform Securities Agent State Law Examination
  2016-03-15