Brandon Wood Halversen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-01
FL	RA	APPROVED	2025-03-27

TX RA
APPROVED

Since 2025-04-01
FL RA
APPROVED

Since 2025-03-27

Branch Locations

Saint Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Utah Valley University	Orem	UT	08/2014	04/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2016	02/2025
Northwestern Mutual Investment Services Llc	Provo	UT	11/2016	12/2023
United States Marine Corps	Riverton	UT	06/2011	06/2018
Northwestern Mutual Wealth Management Company	Milwaukee	WI	02/2021	02/2025
Northwestern Mutual Investment Services Llc	Tampa	FL	01/2024	02/2025
Lpl Financial Llc	Saint Petersburg	FL	03/2025	Present

08/2014 → 04/2018

Utah Valley University

Orem, UT
04/2016 → 02/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2016 → 12/2023

Northwestern Mutual Investment Services Llc

Provo, UT
06/2011 → 06/2018

United States Marine Corps

Riverton, UT
02/2021 → 02/2025

Northwestern Mutual Wealth Management Company

Milwaukee, WI
01/2024 → 02/2025

Northwestern Mutual Investment Services Llc

Tampa, FL
03/2025 → Present

Lpl Financial Llc

Saint Petersburg, FL

Other Businesses

1- 02/2025 / Real Estate Rental / INV RLTD / 4 HRS MNTH / START 05/20/2021 - 4Hrs per month -1% Time Spent 2- 02/2025 / Real Property / Real Estate Rental / INV RLTD / St Saint Petersburg, FL 33705-2516 / 4 HRS MNTH / 1 HRS DURING TRADING / START 02/07/2024 3- 02/2025 / Happier Wealth / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION / 160 HRS MNTH / 8 HRS DURING TRADING / START 01/10/2025 4- 02/2025 / 1886 W LLC / Real Estate Rental / INV RLTD / 4 HRS MNTH / 1 HRS DURING TRADING / START 03/04/2020 5- 02/2025 / Rohrer and Associates / Non-Variable Insurance / INV RLTD / 8 HRS MNTH / 2 HRS DURING TRADING / START 01/01/2025 6- 03/03/2025 - Halversen Fianacial LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - 160 Hrs/Mth - 40 Hrs During Trading. - HALVERSEN FINANCIAL LLC - Start Date - 01/01/2017

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-16
S63	Uniform Securities Agent State Law Examination	2017-07-14

S65 Uniform Investment Adviser Law Examination

2024-10-16
S63 Uniform Securities Agent State Law Examination

2017-07-14

Other Names

Brandon Wood Halversen

View on SEC IAPD