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Ian T Swafford

Missionsquare Retirement

Washington, DC

Morton, IL

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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-31
IA RA APPROVED 2023-07-31
  • IL RA
    APPROVED
    Since 2023-07-31
  • IA RA
    APPROVED
    Since 2023-07-31

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Morton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2016 11/2021
Lpl Financial, Llc Peoria IL 11/2021 06/2023
Missionsquare Investment Services Washington DC 07/2023 Present
Missionsquare Retirement Washington DC 07/2023 Present
Previous Registrations
  • 2021-11-22 → 2023-08-01
    Lpl Financial Llc
    Peoria, IL
    Peoria, IL
    San Diego, CA
  • 2016-08-12 → 2021-11-23
    Edward Jones
    Normal, IL
    Normal, IL
    St Louis, MO
    Morton, IL
    Morton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2016-05-23
Designations
Other Names
  • Ian Taylor Swafford

View on SEC IAPD

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JAMES DARRELL ZACK
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AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

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