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Christian Orth

J.P. Morgan Securities LLC

Carpinteria, CA

Goleta, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-03
TX RA APPROVED_RES 2021-01-28
  • CA RA
    APPROVED
    Since 2021-02-03
  • TX RA
    APPROVED_RES
    Since 2021-01-28

Branch Locations

Carpinteria, CA • United States

5787 Calle Real, Goleta, CA 93117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Santa Barbara CA 03/2016 03/2019
Laz Parking Montecito CA 07/2019 06/2020
Jp Morgan Chase Bank Montecito CA 12/2020 Present
Jp Morgan Securities Llc Montecito CA 12/2020 Present
Unemployed Santa Barbara CA 07/2020 12/2020
Unemployed Santa Barbara CA 03/2019 07/2019
  • 03/2016 → 03/2019
    Edward Jones
    Santa Barbara, CA
  • 07/2019 → 06/2020
    Laz Parking
    Montecito, CA
  • 12/2020 → Present
    Jp Morgan Chase Bank
    Montecito, CA
  • 12/2020 → Present
    Jp Morgan Securities Llc
    Montecito, CA
  • 07/2020 → 12/2020
    Unemployed
    Santa Barbara, CA
  • 03/2019 → 07/2019
    Unemployed
    Santa Barbara, CA
Previous Registrations
  • 2016-06-29 → 2019-03-20
    Edward Jones
    Rancho Santa Fe, CA
    St Louis, MO
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2016-06-27
Other Names
  • Christian Brenner Orth

View on SEC IAPD

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