Thomas Walsh

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2013-09-11 → 2014-04-23
  Fulcrum Advisory Services, Llc
  St. Louis, MO
• 2005-02-11 → 2013-09-12
  Mml Investors Services, Llc
  Bethesda, MD
  Rockville, MD

Other Businesses

1)INDEPENDENT INSURANCE AGENT, NORTH BETHESDA, MD, 1/2005 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/MO - 15/TRADING. 2)POTOMAC COMMUNITY RESOURCES, 9200 KENTSDALE DR, POTOMAC, MD, 1/2008 AS ADVISORY BOARD MEMBER. NIR - 1/MO - 0/TRADING. 3)OLD FARM SWIM AND PADDLE TENNIS CLUB, 1 SWIM CLUB WAY, ROCKVILLE, MD, 11/2015 AS BOARD MEMBER. NIR - 8 HR/MO - 0/TRADING. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5)VOICEOVER ARTIST/HOSTING "MASTER OF CEREMONIES", NORTH BETHESDA, MD, 11/2017. NIR - 10/MO - 0/TRADING. 6)CREATE AND MARKET INSPIRATIONAL, PROMOTIONAL ITEMS, NORTH BETHESDA, MD, 11/2017. NIR - 10/MO - 0/TRADING. 7)MAINSTREET CONNECT, 50 MONROE PLACE, ROCKVILLE, MD, PROFESSIONAL MEMBERSHIP- RESIDENTIAL DEVELOPMENT, NIR, 01/31/20, 3/MO- 0/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-02-03

Other Names

• Tom Walsh
• Tommy Walsh
• Thomas Stephen Walsh