Nicholas James Anderson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 01/2022 → 11/2022
  Bank Of America, N.A.
  Chandler, AZ
• 11/2022 → 05/2023
  Morgan Stanley
  Gilbert, AZ
• 05/2023 → 03/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ
• 03/2025 → 06/2026
  Raymond James Financial Services Advisors, Inc.
  Gilbert, AZ
• 03/2025 → 06/2026
  Raymond James Financial Services, Inc.
  Gilbert, AZ
• 03/2025 → 06/2026
  Desert Financial Credit Union
  Gilbert, AZ
• 06/2026 → Present
  Morgan Stanley
  Gilbert, AZ

Previous Registrations

• 2025-03-14 → 2026-05-27
  Raymond James Financial Services Advisors, Inc
  Gilbert, AZ
  Phoenix, AZ
• 2023-07-07 → 2025-03-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ
• 2022-12-22 → 2023-06-09
  Morgan Stanley
  Gilbert, AZ
• 2019-12-17 → 2022-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Chandler, AZ
  New York, NY
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2022-02-02
• S63 Uniform Securities Agent State Law Examination
  2016-08-02

Other Names

• Nicholas James Anderson
• Nicholas J Anderson