Matthew Gaiser

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-05-15
TX	RA	APPROVED	2026-05-14

NJ RA
APPROVED

Since 2026-05-15
TX RA
APPROVED

Since 2026-05-14

Branch Locations

212 White Horse Pike, Haddon Heights, NJ 08035 • United States

213 White Horse Pike, Haddon Heights, NJ 08035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2016	10/2016
The Vanguard Group, Inc.	Malvern	PA	10/2016	02/2020
Macquarie Investment Management	Philadelphia	PA	04/2020	07/2022
Delaware Distributors, Lp	Philadelphia	PA	03/2020	07/2022
Macquarie Investment Management Business Trust	Philadelphia	PA	04/2020	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	08/2022	05/2026
Park Towne Financial Group	Haddon Heights	NJ	04/2026	Present
Cetera Wealth Services, Llc	El Segundo	CA	05/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2026	Present

07/2016 → 10/2016

Axa Advisors, Llc

New York, NY
10/2016 → 02/2020

The Vanguard Group, Inc.

Malvern, PA
04/2020 → 07/2022

Macquarie Investment Management

Philadelphia, PA
03/2020 → 07/2022

Delaware Distributors, Lp

Philadelphia, PA
04/2020 → 07/2022

Macquarie Investment Management Business Trust

Philadelphia, PA
08/2022 → 05/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2026 → Present

Park Towne Financial Group

Haddon Heights, NJ
05/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
05/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2022-10-12 → 2026-05-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
2020-04-20 → 2022-08-04

Nomura Investment Management Business Trust

Philadelphia, PA
2020-03-24 → 2020-04-20

Delaware Capital Management Advisers, Inc

Philadelphia, PA

Other Businesses

1. NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: PARK TOWNE FINANCIAL LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2026 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-10
S63	Uniform Securities Agent State Law Examination	2016-08-25

S65 Uniform Investment Adviser Law Examination

2020-06-10
S63 Uniform Securities Agent State Law Examination

2016-08-25

Designations

Other Names

Matthew T. Gaiser
Matthew Thomas Gaiser
Matthew Gaiser

View on SEC IAPD