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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2016 | 02/2017 |
| Bank Of America, N.A. | Chandler | AZ | 03/2016 | 02/2017 |
| Pga Tour | Scottsdale | AZ | 02/2017 | 11/2020 |
| Ubs Financial Services Inc. | Dallas | TX | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-06 |
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