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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-18 |
Branch Locations
15 Caswell Ln Ste 1, Plymouth, MA 02360 • United States
41 Taunton Grn Ste 101, Taunton, MA 02780 • United States
Kingston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/2016 | 10/2020 |
| Domino's Pizza | Rockland | MA | 10/2009 | 09/2021 |
| Umass Amherst | Amherst | MA | 09/2012 | 09/2017 |
| Ameriprise Financial Services Llc | Plymouth | MA | 10/2021 | Present |
Outside Employment; Plymouth Rock Financial Partners LLC; - Ameriprise pays Joe Pierce (primary advisor) to an account under his individual SSN per FINRA policy. - Joe puts money into the LLC which has a different tax ID. I receive income from an account under the LLC tax ID, that is considered income that is not directly related to the Ameriprise franchise and needs to be disclosed. (LLC > You). The payment is a salary as the assistant and paraplanner to the firm and all its advisors. In addition to office management tasks.; - Ameriprise pays Joe Pierce (primary advisor) to an account under his individual SSN per FINRA policy. - Joe puts money into the LLC which has a different tax ID. I receive income from an account under the LLC tax ID, that is considered income that is not directly related to the Ameriprise franchise and needs to be disclosed. (LLC > You). The payment is a salary as the assistant and paraplanner to the firm and all its advisors. In addition to office management tasks.; 15 Caswell Lane Ste 1, , Plymouth, MA, 02360; Investment-Related; 10/13/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
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