John Moore Froberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-09-01

NY RA
APPROVED

Since 2023-09-01

Branch Locations

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ellowitch 3, Llc	Allentown	PA	11/2016	12/2020
Northwestern Mutual	Boston	MA	06/2016	09/2016
Lincoln Financial Advisors Corporation	Rye Brook	NY	05/2017	12/2020
Hightower Advisors Llc	Rye Brook	NY	12/2020	12/2022
Hightower Securities Llc	Rye Brook	NY	12/2020	12/2022
Sagepoint Financial, Inc.	Long Island City	NY	01/2023	09/2023
Osaic Wealth, Inc.	Long Island City	NY	09/2023	Present

11/2016 → 12/2020

Ellowitch 3, Llc

Allentown, PA
06/2016 → 09/2016

Northwestern Mutual

Boston, MA
05/2017 → 12/2020

Lincoln Financial Advisors Corporation

Rye Brook, NY
12/2020 → 12/2022

Hightower Advisors Llc

Rye Brook, NY
12/2020 → 12/2022

Hightower Securities Llc

Rye Brook, NY
01/2023 → 09/2023

Sagepoint Financial, Inc.

Long Island City, NY
09/2023 → Present

Osaic Wealth, Inc.

Long Island City, NY

Previous Registrations

2023-01-04 → 2023-09-01

Osaic Services, Inc.

Phoenix, AZ

Long Island City, NY

Long Island City, NY
2021-01-06 → 2022-12-31

Hightower Advisors, Llc

Chicago, IL

Rye Brook, NY
2017-06-12 → 2020-12-31

Osaic Fa, Inc.

Allentown, PA

Rye Brook, NY

Rye Brook, NY

Other Businesses

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/04/2023 ADDRESS: 88 Burton Lane, Commack NY 11725, United States DESCRIPTION: Support the practice of other IronBridge advisorsOnboard and advise new clients, using IronBridge as a marketing name for securities, insurance, advisory business. 2. JOHN FROBERG POSITION: Speaker NATURE: Sole Proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/12/2024 ADDRESS: 88 Burton Lane, Commack NY 11725, United States DESCRIPTION: Creating and delivering presentations. 3. JOHN FROBERG, LLC POSITION: Sole Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2025 ADDRESS: 99 West Hawthorne Ave, Ste 408, Valley Stream NY 11580, United States DESCRIPTION: This is the LLC for me to own shares in IronBridge Wealth Counsel.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-03

S66 Uniform Combined State Law Examination

2017-06-03

Designations

Certified Financial Planner

View on SEC IAPD