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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-10-30 |
Branch Locations
14301 Fnb Parkway Suites 100, Omaha, NE 68154 • United States
233 S. 13Th Street Suite 1100, Lincoln, NE 68508 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2011 | 10/2017 |
| Tiaa | Omaha | NE | 10/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Omaha | NE | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-02 |
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