Amy Stroker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2023
  Pfs Investments Inc
  Baton Rouge, LA
• 10/2015 → 11/2023
  Primerica Financial Services
  Baton Rouge, LA
• 05/2001 → 01/2017
  Ima
  Bossier City, LA
• 11/2023 → Present
  Lpl Financial, Llc
  Lafayette, LA

Previous Registrations

• 2023-01-04 → 2023-11-16
  Pfs Investments Inc.
  Shreveport, LA
• 2021-10-04 → 2022-12-31
  Pfs Investments Inc.
  Shreveport, LA
  Baton Rouge, LA

Other Businesses

1) 9/13/2023 -Cornerstone Investment Strategies,LLC - DBA for LPL Business (entity for LPL business)- inv. related- At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-15
• S63 Uniform Securities Agent State Law Examination
  2018-11-07

Other Names

• Amy Lea Stroker