James Patrick Diver

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-24

NY RA
APPROVED

Since 2021-05-24

Branch Locations

225 Broadhollow Rd. Suite 400E, Melville, NY 11747 • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pivotal Planning Group, Llc	Jericho	NY	01/2014	05/2021
Procyon Advisors, Llc	Melville	NY	05/2021	Present

01/2014 → 05/2021

Pivotal Planning Group, Llc

Jericho, NY
05/2021 → Present

Procyon Advisors, Llc

Melville, NY

Previous Registrations

2021-05-24 → 2021-12-31

Procyon Institutional Partners, Llc

Shelton, CT

Melville, NY
2016-03-11 → 2021-07-27

Pivotal Planning Group, Llc

Melville, NY

Other Businesses

1)Insurance Sales; Same address; Non-investment related; 10 hours of time spent per month. 2) Procyon Tax, LLC; Not investment related; Office of Employment address; Referral Business for Tax Services; Partner; 7/1/2022; 10 Hours per month; Refer clients if they need in house tax help. 3) 125 High Hammock Rental; Investment Related: No; 125 High Hammock, Johns Island, SC. 29455; Partner; 2 Hours per month; Coordinating payment of expense of property.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-16

S65 Uniform Investment Adviser Law Examination

2014-04-16

Designations

View on SEC IAPD