Molly Grimm

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-27
TX	RA	APPROVED	2026-08-27

OH RA
APPROVED

Since 2026-08-27
TX RA
APPROVED

Since 2026-08-27

Branch Locations

8241 Cornell Road Ste 210, Cincinnatio, OH 45249 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

8241 Cornell Road Suite 210, Cincinnati, OH 45249 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-12-20
OH	RA	APPROVED	2017-11-30

TX RA
APPROVED

Since 2017-12-20
OH RA
APPROVED

Since 2017-11-30

Branch Locations

5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States

Liberty Twp, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Blue Ash	OH	08/2015	11/2017
Franklin Financial Services	Blue Ash	OH	08/2015	11/2017
Independent Financial Partners	Cincinnati	OH	04/2016	11/2017
Ameriprise Financial Services Inc	Cincinnati	OH	11/2017	03/2020
Ameriprise Financial Services, Llc	Cincinnati	OH	03/2020	08/2026
Lpl Financial Llc	Cincinnati	OH	08/2026	Present

08/2015 → 11/2017

Lpl Financial Llc

Blue Ash, OH
08/2015 → 11/2017

Franklin Financial Services

Blue Ash, OH
04/2016 → 11/2017

Independent Financial Partners

Cincinnati, OH
11/2017 → 03/2020

Ameriprise Financial Services Inc

Cincinnati, OH
03/2020 → 08/2026

Ameriprise Financial Services, Llc

Cincinnati, OH
08/2026 → Present

Lpl Financial Llc

Cincinnati, OH

Previous Registrations

2016-04-22 → 2018-01-16

Independent Financial Partners

Cincinnati, OH
2004-11-22 → 2005-11-18

Cinfin Capital Management

Fairfield, OH

Other Businesses

1. 08/2026 - Dominion Wealth Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/27/2026 2. 08/2026 - Bailey Grimm Financial LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Cincinnati, OH, 45249 – OBA Start Date: 07/09/2026 3. 08/2026 - M.A. Grimm Financial Corp - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Cincinnati, OH, 45249 – OBA Start Date: 07/09/2026 4. 08/2026 - 8241Cornell Rd Properties LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Cincinnati, OH, 45249 – OBA Start Date: 05/11/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-12-15
S65	Uniform Investment Adviser Law Examination	2017-11-11

S63 Uniform Securities Agent State Law Examination

2017-12-15
S65 Uniform Investment Adviser Law Examination

2017-11-11

Designations

Other Names

Molly Ann Lee
Molly Lee
Molly Grimm
Molly A Grimm

View on SEC IAPD