Richard Allen Brown

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2022
  Valic Financial Advisors, Inc
  Houston, TX
• 04/2022 → 09/2025
  Raymond James & Associates, Inc.
  Spring, TX
• 04/2022 → 09/2025
  Raymond James Financial Services, Inc.
  Spring, TX
• 04/2022 → 09/2025
  Raymond James Financial Services Advisors, Inc.
  Spring, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 09/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2022-05-03 → 2025-09-08
  Raymond James & Associates, Inc.
  Spring, TX
  St. Petersburg, FL
• 2022-05-03 → 2025-09-08
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Spring, TX
• 2022-01-10 → 2022-04-20
  Valic Financial Advisors, Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-01-10
• S63 Uniform Securities Agent State Law Examination
  2018-04-13