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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-04 |
Branch Locations
100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Dallas | TX | 10/2012 | Present |
(1) SAILFISH VENTURES, LLC; ADDRESS: 3214 BEVERLY DR., DALLAS TX, 75205; BUSINESS DESCRIPTION: NON-OPERATING INVESTMENT COMPANY; NOT INVESTMENT RELATED; START DATE: 01/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) LAKEWOOD COUNTRY CLUB; ADDRESS: 6430 GASTON AVE., DALLAS, TX 75214; BUSINESS DESCRIPTION: COUNTRY CLUB; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: ADVISORY AND OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-17 |
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