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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-21 |
| IA | RA | APPROVED | 2023-06-20 |
Branch Locations
2535 Tech Dr. Ste. 306, Bettendorf, IA 52722 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quad City Investment Center | Moline | IL | 08/2016 | 04/2018 |
| Quad City Bank And Trust | Moline | IL | 08/2016 | 04/2018 |
| Lpl Financial, Llc | Moline | IL | 08/2016 | 04/2018 |
| Nations Financial Group, Inc | Bettendorf | IA | 05/2018 | 06/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) CASSIDY MOULTON, De Witt IA 52742, 05/2023, Sports/Recreation, Soccer Official, NIR, 40 HR/MO - 5 HR/MO TRADING. 3) MIDAMERICA INVESTMENT MANAGEMENT COMPANY, 2535 TECH DR STE 306, BETTENDORF IA 52722-3278, 06/2023, Agent, Using trade name/DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING. 4) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-19 |
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