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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-14 |
Branch Locations
18500 W Corporate Dr Suite120, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Filbrandt Investment Advisers | Middleton | WI | 06/2015 | 06/2018 |
| First Business Bank | Madison | WI | 06/2018 | 04/2025 |
| Mariner | Overland Park | KS | 04/2025 | Present |
Do Good Wisconsin, Inc; Not investment-related; Madison, WI; Non-Profit Organization; Director/Board of Directors; Start date: 06/02/2025; 5 hrs/mo, 0 hours during securities trading.
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