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Omar El Gothamy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Shelby Township, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-23
MI RA APPROVED 2018-07-10
  • TX RA
    APPROVED
    Since 2018-08-23
  • MI RA
    APPROVED
    Since 2018-07-10

Branch Locations

13750 23 Mile Rd, Shelby Township, MI 48315 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2016 06/2018
Northwestern Mutual Investment Services Llc Troy MI 10/2016 06/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2017 06/2018
Sava Ann Arbor MI 01/2018 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Macomb MI 06/2018 Present
Bank Of America, N.A. Macomb MI 06/2018 Present
  • 03/2016 → 06/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2016 → 06/2018
    Northwestern Mutual Investment Services Llc
    Troy, MI
  • 01/2017 → 06/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2018 → 05/2018
    Sava
    Ann Arbor, MI
  • 06/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Macomb, MI
  • 06/2018 → Present
    Bank Of America, N.A.
    Macomb, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-09
S63 Uniform Securities Agent State Law Examination 2016-12-09
  • S66 Uniform Combined State Law Examination
    2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    2016-12-09
Other Names
  • Omar El-Gothamy
  • Omar El-Gothamy
  • Omar El Gothamy
  • Omar Elgothamy

View on SEC IAPD

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CHRISTOPHER SCOTT OHLERT
FRED WILLIAM KOBLER
RENAE SHANNON KOBLER
ALBERT DOUGLAS LALONDE
Katie Fredlund
Cory James Hamlin
JAMES MATTHEW TAFELSKI
DANIEL LEGNER

Other Offices

CETERA INVESTMENT ADVISERS LLC · SHELBY TOWNSHIP, MI
KAIZEN WEALTH MANAGEMENT, LLC · SHELBY TOWNSHIP, MI
CITIZENS SECURITIES, INC. · SHELBY TOWNSHIP, MI
CETERA INVESTMENT ADVISERS LLC · SHELBY TOWNSHIP, MI
LPL FINANCIAL LLC · SHELBY TWP, MI
SPC · SHELBY TWP, MI
LPL FINANCIAL LLC · SHELBY TOWNSHIP, MI
THRIVENT INVESTMENT MANAGEMENT INC. · Shelby Township, MI

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