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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-04-04
  • MN RA
    APPROVED
    Since 2017-04-04

Branch Locations

3485 Willow Lake Blvd Ste 200, Vadnais Heights, MN 55110 • United States

1048 Centerville Circle, Vadnais Heights, MN 55127 • United States

Roseville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Vadnais Heights MN 04/2016 Present
Thrivent Financial Appleton WI 05/2016 09/2016
Thrivent Financial Appleton WI 09/2016 Present
  • 04/2016 → Present
    Vadnais Heights, MN
  • 05/2016 → 09/2016
    Thrivent Financial
    Appleton, WI
  • 09/2016 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2016-06-30
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2016-06-30
Other Names
  • Philip Aaron Dahof

View on SEC IAPD

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