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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-29
CA RA APPROVED 2016-05-31
  • TX RA
    APPROVED
    Since 2016-06-29
  • CA RA
    APPROVED
    Since 2016-05-31

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Westlake Village, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Woodland Hills CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Other Businesses

GRACE FOUNDATION, INV RELATED, CAMARILLO, CA, CHIEF FINANCIAL OFFICER, START 9/28/2016, 10 HOURS PER MONTH, ZERO DURING TRADING. MAD MOBILE, NOT INV RELATED, MOORPARK, CA, 50% OWNERSHIP, START 2/14/2020, 16 HOURS PER MONTH, ZERO DURING TRADING, POWER WASHING BUSINESS. THE FORGOTTEN FIRE ; INV RELATED;VENICE,CA; NATURAL MASCULINITY;100% OWNERSHIP; START DATE: 09/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-31
  • S66 Uniform Combined State Law Examination
    2016-05-31
Other Names
  • Christopher Russo

View on SEC IAPD

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