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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| KS | RA | APPROVED | 2016-07-29 |
Branch Locations
947 New Hampshire, Ste 212, Lawrence, KS 66044 • United States
947 New Hampshire St Ste 212, Lawrence, KS 66044 • United States
Lawrence, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lawrence | KS | 03/2012 | Present |
1. 6/5/2012: Say Cheez Photobooth - Not Investment Related - Other-Business Owner - Time Spent 10% - Company rents photobooths for parties. 2. 6/5/2012: O'Connor Capital - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 10%. 3. 12/4/2015: O'Connor Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2015 - 200 Hours Per Month/150 Hours During Securities Trading. 4. 11/03/2021 - Uber - Not Investment Related - Outside/W-2 Employment - Start Date: 11/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Uber Driver. 5. 11/30/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/01/2021 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-09 |
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