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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-14 |
Branch Locations
989 Fairmount Ave, Towson, MD 21204 • United States
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Parkville | MD | 04/2016 | 10/2020 |
| Wells Fargo Clearing Services, Llc. | Parkville | MD | 02/2018 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 04/2024 | Present |
| Wells Fargo Bank, Na | Baltimore | MD | 06/2023 | Present |
| Pnc Bank | Parkville | MD | 06/2022 | 11/2022 |
| Wells Fargo | Baltimore | MD | 09/2021 | 03/2022 |
| Unemployed | Parkville | MD | 11/2022 | 06/2023 |
| Unemployed | Parkville | MD | 10/2020 | 09/2021 |
DOOR DASH; NOT INV RELATED; SAN FRANCISCO, CA; DELIVERY DRIVER; START 07/01/2022; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; DELIVERY DRIVER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-22 |
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