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Brian David Stickler

Morgan Stanley

Short Hills, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-16
NJ RA APPROVED 2020-10-09
  • TX RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2020-10-09

Branch Locations

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Short Hills NJ 07/2020 Present
Frito Lay Franklin Park NJ 08/2018 07/2020
Penn State University State College PA 08/2014 05/2018
Camp Harmony Warren NJ 06/2010 08/2018
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
  • 07/2020 → Present
    Morgan Stanley
    Short Hills, NJ
  • 08/2018 → 07/2020
    Frito Lay
    Franklin Park, NJ
  • 08/2014 → 05/2018
    Penn State University
    State College, PA
  • 06/2010 → 08/2018
    Camp Harmony
    Warren, NJ
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
  • S66 Uniform Combined State Law Examination
    2020-10-09
Other Names
  • Brian Stickler

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
DORCHESTER ADVISORS LLC
ESTEE ADVISORS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

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DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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