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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED_RES | 2020-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Birmingham | AL | 06/2016 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 02/2020 | Present |
| Bank Of America, N.A. | Birmingham | AL | 03/2020 | Present |
ARC Realty. Birmingham, AL. Non Investment-related. Commenced this activity on 10/12/16. Property Showing Helper with duties which include helping Real Estate Agents showing their property listings when they become too busy and/or have been double-booked, meeting clients at the property and tell information about it/answer any questions they may have. 5% hours/month is devoted to this activity with none during securities trading hours.I*131964For profit or not for profit: Non-Profit OrganizationName of outside business organization: Vulcan Park and MuseumInvestment related: NAddress of business:Birmingham, Alabama 35209Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I will be on the Junior Board. My position will consist of volunteer work and helping raise funds during fundraising campaigns.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
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