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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Medford | NY | 03/2016 | 03/2019 |
| New York Life Insurance Company | Medford | NY | 03/2016 | 03/2019 |
| Prudential Insurance Company Of America | Melville | NY | 03/2019 | Present |
| Pruco Securities, Llc. | Melville | NY | 03/2019 | 11/2024 |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
1) 09/19/2024 - Marie A Kirsch - Notary public when asked. Less than once per year on average - Notary - Non Inv Related - At MELVILLE, NY - Start Date 02/01/1979 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-22 |
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