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Marie Antoinette Kirsch

LPl Enterprise, LLC

Islip, NY

Melville, NY

CRD 6619727

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Islip, NY • United States

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Medford NY 03/2016 03/2019
New York Life Insurance Company Medford NY 03/2016 03/2019
Prudential Insurance Company Of America Melville NY 03/2019 Present
Pruco Securities, Llc. Melville NY 03/2019 11/2024
Lpl Enterprise, Llc Melville NY 11/2024 Present
  • 03/2016 → 03/2019
    Nylife Securities Llc
    Medford, NY
  • 03/2016 → 03/2019
    New York Life Insurance Company
    Medford, NY
  • 03/2019 → Present
    Prudential Insurance Company Of America
    Melville, NY
  • 03/2019 → 11/2024
    Melville, NY
  • 11/2024 → Present
    Melville, NY
Previous Registrations
Other Businesses

1) 09/19/2024 - Marie A Kirsch - Notary public when asked. Less than once per year on average - Notary - Non Inv Related - At MELVILLE, NY - Start Date 02/01/1979 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-14
S63 Uniform Securities Agent State Law Examination 2016-05-22
  • S65 Uniform Investment Adviser Law Examination
    2021-05-14
  • S63 Uniform Securities Agent State Law Examination
    2016-05-22
Other Names
  • Marie A Grasso
  • Marie A Kirsch
  • Marie Antoinette Kirsch
  • Marie Kirsch

View on SEC IAPD

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