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Andres Felipe Castro Rincon

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-06
  • FL RA
    APPROVED
    Since 2023-04-06

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 09/2018 Present
Transition Support Services (Tss) Miami FL 10/2017 08/2018
Ubs New York NY 09/2016 09/2017
  • 09/2018 → Present
    Ubs Financial Services Inc.
    Miami, FL
  • 10/2017 → 08/2018
    Transition Support Services (Tss)
    Miami, FL
  • 09/2016 → 09/2017
    Ubs
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-05
  • S66 Uniform Combined State Law Examination
    2023-04-05
Other Names
  • Andres Felipe Castro

View on SEC IAPD

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