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310 West Main Avenue, Round Rock, TX 78664 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dfpg Investments, Inc. | South Jordan | UT | 07/2015 | 04/2025 |
| Integrated Advisors Network Llc | Round Rock | TX | 07/2015 | 01/2020 |
| Ria Advisors | Houston | TX | 01/2020 | Present |
| Arkadios Capital | Atlanta | GA | 04/2025 | Present |
1. Advanced Wealth Strategies Group; Investment Related; 310 Main Ave Round Rock TX 78664; DBA; Financial Advisor; 09/2009; 80% during business hours; Meet clients, sell securities and insurance products, build retirement/financial plans 2. RIA Wealth Advisors; Investment Related; 310 Main Ave Round Rock TX 78664; RIA; Investment Advisor; 05/01/2023; 20% during business hours; Helps client understand the stock/bond investment models offered to them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-09 |
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