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Charles Alexander Rogers

Ameriprise Financial Services, LLC

Columbus, OH

The Huntington Investment Company

Columbus, OH

CRD 6619427

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

2055 Polaris Pkwy, Columbus, OH 43240-2000 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-07-24
  • OH RA
    APPROVED
    Since 2018-07-24

Branch Locations

Polaris Banking Office 2055 Polaris Parkway, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2016 11/2016
Pruco Securities Llc Columbus OH 11/2016 06/2018
The Prudential Insurance Company Of America Columbus OH 11/2016 06/2018
The Huntington Investment Company Bexley OH 07/2018 Present
Ameriprise Financial Services, Llc. Columbus OH 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Designations
  • Certified Financial Planner
Other Names
  • Alex Rogers

View on SEC IAPD

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