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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-16
  • OH RA
    APPROVED
    Since 2016-11-16

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Amelia OH 05/2014 Present
Fifth Third Securities Amelia OH 02/2016 Present
  • 05/2014 → Present
    Fifth Third Bank
    Amelia, OH
  • 02/2016 → Present
    Fifth Third Securities
    Amelia, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 2016-04-13
  • S65 Uniform Investment Adviser Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2016-04-13

View on SEC IAPD

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