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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-06
CA RA APPROVED 2020-08-26
  • NY RA
    APPROVED
    Since 2024-05-06
  • CA RA
    APPROVED
    Since 2020-08-26

Branch Locations

Forest Hills, NY • United States

101 California Street Suite 4500, San Francisco, CA 94111 • United States

320 Park Avenue 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 12/2015 02/2019
Wells Fargo Clearing Services Llc New York NY 02/2019 08/2020
Raymond James & Associates, Inc. San Francisco CA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2012-05-22
Other Names
  • Renee Klugman
  • Renee Foley
  • Renee Margaret Sessa
  • Renee Sessa

View on SEC IAPD

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