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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-06 |
| CA | RA | APPROVED | 2020-08-26 |
Branch Locations
Forest Hills, NY • United States
101 California Street Suite 4500, San Francisco, CA 94111 • United States
320 Park Avenue 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 12/2015 | 02/2019 |
| Wells Fargo Clearing Services Llc | New York | NY | 02/2019 | 08/2020 |
| Raymond James & Associates, Inc. | San Francisco | CA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-22 |
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