Codiak Garland

$18.8B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-05-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	Tampa	FL	02/2016	09/2018
Kevin O Connell	Tampa	FL	02/2016	06/2018
Transamerica Life Insurance Company	St. Petersburg	FL	03/2019	Present
Unemployed	Tampa	FL	09/2018	03/2019
Transamerica Investors Securities Corporation	St. Petersburg	FL	03/2019	Present

02/2016 → 09/2018

Northwestern Mutual Investment Services Llc

Tampa, FL
02/2016 → 06/2018

Kevin O Connell

Tampa, FL
03/2019 → Present

Transamerica Life Insurance Company

St. Petersburg, FL
09/2018 → 03/2019

Unemployed

Tampa, FL
03/2019 → Present

Transamerica Investors Securities Corporation

St. Petersburg, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-12