Ryan John Delcarlo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2018
  J.P. Morgan Securities Llc
  Clovis, CA
• 02/2016 → 11/2018
  J.P. Morgan Chase Bank
  Clovis, CA
• 07/2015 → 11/2018
  Del Carlo Backyard Party Rentals, Llc
  Fresno, CA
• 11/2013 → 11/2018
  University Of Phoenix
  Fresno, CA
• 11/2018 → 11/2020
  Principal Life Insurance Company
  Fresno, CA
• 11/2018 → 11/2020
  Principal Securities Incorporated
  Fresno, CA
• 07/2025 → 08/2026
  Lpl Financial Llc
  Roseville, CA
• 11/2020 → Present
  Del Carlo Financial
  Clovis, CA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-11-13 → 2025-07-10
  Next Financial Group, Inc.
  Sacramento, CA
  Roseville, CA
  Roseville, CA
• 2019-01-02 → 2020-11-25
  Principal Securities, Inc.
  Fresno, CA

Other Businesses

1. NAME OF OTHER BUSINESS: DEL CARLO FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY, AND INSURANCE SERVICES; 2. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: ROSEVILLE, CA 95678 NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: : FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY, AND INSURANCE SERVICES; 3. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: ROSEVILLE, CA 95678 NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: : FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY, AND INSURANCE SERVICES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2019 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-29
• S63 Uniform Securities Agent State Law Examination
  2016-04-08

Other Names

• Ryan J Del Carlo
• Ryan Del Carlo
• Ryan John Del Carlo