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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | St. John | IN | 02/2016 | 12/2017 |
| J.P. Morgan Securities | St. John | IN | 12/2017 | 06/2022 |
| Unemployed | St. John | IN | 06/2022 | 10/2022 |
| Fifth Third Securities | St. John | IN | 10/2022 | Present |
| Fifth Third Bank | St. John | IN | 10/2022 | Present |
Verdant Lea Farm LLC - 15442 W 400 N, Medaryville, IN 47957 - cattle/poultry farm - owner - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-19 |
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